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Japan Regulators Reportedly Consider Disciplinary Action Against Futu's Brokerage Unit Moomoo
Japan's market regulators are weighing disciplinary action against the local brokerage subsidiary of Futu Holdings Limited (FUTU.US), citing a series of issues including failur...
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Japan Regulators Reportedly Consider Disciplinary Action Against Futu's Brokerage Unit Moomoo
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Japan's market regulators are weighing disciplinary action against the local brokerage subsidiary of Futu Holdings Limited (FUTU.US)      , citing a series of issues including failure to properly identify suspicious transactions, Nikkei reported.

In a statement, Japan's Securities and Exchange Surveillance Commission said that the Financial Services Agency should take administrative action against Moomoo Securities in order to rectify the deficiencies.

Related NewsPPI YoY for May in the United States is 6.5%, higher than the previous value of 5.7%. The forecast was 6.4%.
Futu dipped 1.4% in pre-market trading to USD94.46.
(Real-time Streaming US Stocks Quote; Except All OTC quotes are at least 15 minutes delayed.)

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