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北京證監局對中信建投(06066.HK)採取監管談話行政監管措施
北京證監局表示,決定對中信建投(06066.HK)採取監管談話的行政監管措施。經查,在證券發行保薦個別項目中,對發行人的主要產品價格變動情況、部分主要客戶和供應商及個別重要子公司等事項的盡職調查不充分,未審慎核查發行人申請文件和證券發行募集文件中有證券服務機構及其簽字人員出具專業意見的內容,相關行為違反規定。(ta/a)~阿思達克財經新聞網址: www.aa...
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北京證監局對中信建投(06066.HK)採取監管談話行政監管措施
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北京證監局表示,決定對中信建投(06066.HK)  +0.310 (+2.691%)    Short selling $7.82M; Ratio 4.504%   採取監管談話的行政監管措施。

經查,在證券發行保薦個別項目中,對發行人的主要產品價格變動情況、部分主要客戶和供應商及個別重要子公司等事項的盡職調查不充分,未審慎核查發行人申請文件和證券發行募集文件中有證券服務機構及其簽字人員出具專業意見的內容,相關行為違反規定。(ta/a)(HK stocks quote is delayed for at least 15 mins.Short Selling Data as at 2026-06-12 16:25.)

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