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SFC, ADGM’s FSRA Enhance Regulatory Co-op on Supervision of Cross-border Investment Mgmt Activity
The Securities and Futures Commission (SFC) and the Financial Services Regulatory Authority (FSRA) of ADGM entered into a Memorandum of Understanding (MoU) to enhance cooperation o...
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The Securities and Futures Commission (SFC) and the Financial Services Regulatory Authority (FSRA) of ADGM entered into a Memorandum of Understanding (MoU) to enhance cooperation on supervision of investment managers of collective investment schemes based in either market.

SFC’s Chief Executive Officer, Julia Leung, and its Executive Director of Investment Products, Christina Choi, joined FSRA’s Chief Executive Officer, Emmanuel Givanakis, for the signing of the MoU, which took place on the sidelines of the annual general meeting of the International Organization of Securities Commissions in Doha, the State of Qatar, yesterday (14th).

The MoU provides for a framework for consultation, cooperation and exchange of information in connection with supervision and oversight of regulated entities that engage in fund management, investment management or advisory activity on a cross-border basis.

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