| Substantial Shareholders: Substantial Shareholder Lookup |
| Shareholding Disclosures | ||||||||
| Date | Listed Corporation | Substantial Shareholder | Average price per share | Event | No. of shares bought/sold/ involved | Quantity Change Rate | Shares Interested | Issued Share Capital (%) |
| 2013/05/20 | SPT Energy Group Inc. | Morgan Stanley | 106 (L) N/A N/A | 206000 N/A N/A | 0.013496 N/A N/A | 80428831(L) 56362547(S) 0(P) | 5.26(L) 3.69(S) 0.00(P) |
|
| 2013/05/20 | Chongqing Machinery & Electric Co., Ltd. - H Shares | Templeton Asset Management Ltd. | 1.153 | 103 (L) | 5402000 | 0.491007 | 62464000(L) | 5.68(L) |
| 2013/05/20 | APT Satellite Holdings Ltd. | China Aerospace Science & Technology Corporation | 5.180 | 103 (L) | 6621000 | 1.064800 | 360238000(L) | 57.93(L) |
| 2013/05/20 | Zijin Mining Group Co., Ltd. - H Shares | Morgan Stanley | 107 (L) N/A N/A | 9114000 N/A N/A | 0.151694 N/A N/A | 520611542(L) 469652625(S) 0(P) | 8.66(L) 7.81(S) 0.00(P) |
|
| 2013/05/20 | Zoomlion Heavy Industry Science and Technology Co., Ltd.-Hsh | Morgan Stanley | 106 (L) N/A N/A | 30343 N/A N/A | 0.002122 N/A N/A | 105069689(L) 89614573(S) 0(P) | 7.34(L) 6.26(S) 0.00(P) |
|
| 2013/05/20 | China Vanadium Titano-Magnetite Mining Co. Ltd. | Morgan Stanley | 107 (L) N/A | 482946 N/A | 0.023275 N/A | 112690000(L) 1217946(S) | 5.43(L) 0.05(S) |
|
| 2013/05/20 | CSR Corporation Ltd. - H Shares | Morgan Stanley | 107 (L) N/A | 44000 N/A | 0.002174 N/A | 141707142(L) 141164959(S) | 7.00(L) 6.97(S) |
|
| 2013/05/20 | China Coal Energy Co. Ltd. - H Shares | Morgan Stanley | 5.288 | 102 (L) N/A | 13447000 N/A | 0.327443 N/A | 198131058(L) 69539458(S) | 4.82(L) 1.69(S) |
| 2013/05/20 | China Minsheng Banking Corp., Ltd. - H Shares | Morgan Stanley | 107 (L) N/A | 448810 N/A | 0.007768 N/A | 291102970(L) 305404728(S) | 5.03(L) 5.28(S) |
|
| 2013/05/20 | China Oilfield Services Ltd. - H Shares | Morgan Stanley | 106 (L) N/A N/A | 128000 N/A N/A | 0.008340 N/A N/A | 86117408(L) 6330000(S) 0(P) | 5.61(L) 0.41(S) 0.00(P) |
|
| 2013/05/20 | China National Building Material Co. Ltd. - H Shares | Morgan Stanley | 107 (L) N/A N/A | 2292000 N/A N/A | 0.079606 N/A N/A | 145338654(L) 113972031(S) 0(P) | 5.04(L) 3.95(S) 0.00(P) |
|
| 2013/05/20 | China National Building Material Co. Ltd. - H Shares | Morgan Stanley | 113 (S) N/A N/A | 1751500 N/A N/A | 0.060833 N/A N/A | 148535569(L) 115825531(S) 0(P) | 5.15(L) 4.02(S) 0.00(P) |
|
| 2013/05/20 | Far East Horizon Ltd. | Morgan Stanley | 0.000 | 107 (L) N/A N/A | 2174213 N/A N/A | 0.066037 N/A N/A | 169868252(L) 161834067(S) 0(P) | 5.15(L) 4.91(S) 0.00(P) |
| 2013/05/20 | Pacific Basin Shipping Ltd. | JPMorgan Chase & Co. | 117 (L) N/A N/A | 1080000 N/A N/A | 0.055768 N/A N/A | 116822743(L) 2500000(S) 95198854(P) | 6.03(L) 0.13(S) 4.92(P) |
|
| 2013/05/20 | Oriental Watch Holdings Ltd. | FMR LLC | 2.170 | 103 (L) | 6706000 | 1.175233 | 51496300(L) | 9.02(L) |
| *Notes: ( L ) - Long Position, ( S ) - Short Position, ( P ) - Lending Pool | Last Update: 2013-05-24 |
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