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IPO/New Warrant Listing - 2012-07

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IPO/New Warrant Listing

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IPO/New Warrant Listing
Date	Code	Stock/Warrants	Underlying Stock Code	Expiry Date	Lot Size	Strike (Dollars)	Issue Price (Dollars)	Converting Ratio
2012/07/03	19152.HK	GS-L&F @EC1307A	00494.HK	2013/07/23	20000	15.58	0.185	10
2012/07/03	19154.HK	BPYURUN@EC1401A	01068.HK	2014/01/02	10000	8.99	0.16	10
2012/07/04	03666.HK	Xiao Nan Guo Restaurants Holdings Limited	N/A	N/A	2000	N/A	1.50	N/A
2012/07/04	19161.HK	NM-HKEX@EC1311A	00388.HK	2013/11/29	10000	108	0.15	100
2012/07/04	19169.HK	MB-MTRC@EC1310A	00066.HK	2013/10/03	5000	28	0.25	10
2012/07/04	19177.HK	RBBELLE@EC1306A	01880.HK	2013/06/25	10000	13.9	0.17	10
2012/07/04	19179.HK	DCFTA50@EC1405A	02823.HK	2014/05/02	1000	9.99	0.18	10
2012/07/04	19180.HK	DCFTA50@EP1310A	02823.HK	2013/10/02	1000	11.18	0.22	10
2012/07/05	19190.HK	UB-HKEX@EC1311A	00388.HK	2013/11/26	10000	108.1	0.15	100
2012/07/05	19198.HK	HSLENOV@EC1405A	00992.HK	2014/05/26	20000	6.7	0.15	10
2012/07/06	01237.HK	Merry Garden Holdings Limited	N/A	N/A	2000	N/A	1.00	N/A
2012/07/06	02068.HK	China Aluminum International Engineering Corporation Limited	N/A	N/A	1000	N/A	3.93	N/A
2012/07/06	08261.HK	Haitian Hydropower Intenational Limited	N/A	N/A	10000	N/A	0.30	N/A
2012/07/06	19211.HK	MB-CNBM@EC1402A	03323.HK	2014/02/04	20000	10.28	0.25	10
2012/07/06	19213.HK	EABOCHK@EC1312A	02388.HK	2013/12/23	5000	26	0.25	10
2012/07/06	19214.HK	EA-COVS@EP1306B	00688.HK	2013/06/21	20000	16	0.25	10
2012/07/06	19216.HK	EA-YZCM@EC1309A	01171.HK	2013/09/16	20000	14.02	0.15	10
2012/07/06	19217.HK	EA-CNBM@EC1312A	03323.HK	2013/12/20	20000	8.222	0.25	10
2012/07/06	19218.HK	UBLENOV@EC1405A	00992.HK	2014/05/29	20000	6.71	0.15	10
2012/07/06	19220.HK	UB-HKEX@EP1312A	00388.HK	2013/12/23	10000	102.88	0.18	100
2012/07/06	19224.HK	JPESPRI@EC1308A	00330.HK	2013/08/02	1000	10.6629834254144	0.25	9.20810313075506
2012/07/06	19225.HK	JPSHMAO@EC1307A	00813.HK	2013/07/03	5000	12.88	0.25	10
2012/07/06	19228.HK	EAJIANC@EP1306A	00358.HK	2013/06/26	10000	14.358	0.25	10
2012/07/06	19229.HK	EACCOAL@EP1406A	01898.HK	2014/06/26	10000	6.898	0.25	10
2012/07/09	19231.HK	NM-ZTE @EC1305A	00763.HK	2013/05/27	2000	17.22	0.18	10
2012/07/09	19232.HK	NMZHJIN@EC1309A	01818.HK	2013/09/25	500	11.42	0.156	10
2012/07/10	03939.HK	Wanguo International Mining Group Limited	N/A	N/A	2000	N/A	1.99	N/A
2012/07/10	19238.HK	GS-YZCM@EC1309A	01171.HK	2013/09/18	20000	14	0.15	10
2012/07/10	19241.HK	MBZHJIN@EC1305A	01818.HK	2013/05/20	5000	13	0.15	10
2012/07/10	19242.HK	MBSHMAO@EC1306A	00813.HK	2013/06/04	5000	13.18	0.25	10
2012/07/11	03633.HK	Zhongyu Gas Holdings Ltd.	N/A	N/A	4000	N/A		N/A
2012/07/11	10154.HK	BP-GOLD@EC1306A	GOLD	2013/06/06	10000	2000	0.25	3500
2012/07/11	10155.HK	BP-GOLD@EC1306B	GOLD	2013/06/06	10000	1750	0.25	3000
2012/07/11	19250.HK	HS-HSI @EP1405A	HSI	2014/05/29	10000	19400	0.25	13000
2012/07/11	19251.HK	HS-HSI @EC1305A	HSI	2013/05/30	10000	19500	0.25	8000
2012/07/11	19252.HK	HSCLIFE@EC1306A	02628.HK	2013/06/10	10000	22.88	0.25	10
2012/07/12	01332.HK	Qualipak International Holdings Limited	N/A	N/A	2000	N/A	1.59	N/A
2012/07/12	01616.HK	Silverman Holdings Limited	N/A	N/A	2000	N/A	1.10	N/A
2012/07/12	03669.HK	China Yongdda Automobiles Services Holdings Limited	N/A	N/A	500	N/A	6.60	N/A
2012/07/12	03948.HK	Inner Mongolia Yitai Coal Co., Ltd.	N/A	N/A	100	N/A	43.00	N/A
2012/07/12	19272.HK	MLCLIFE@EC1306A	02628.HK	2013/06/03	10000	25	0.152	10
2012/07/12	19282.HK	SG-BOCL@EC1306A	03988.HK	2013/06/03	1000	3.33	0.19	1
2012/07/12	19283.HK	SGCNOOC@EC1306A	00883.HK	2013/06/03	10000	18	0.15	10
2012/07/12	19286.HK	JP-YZCM@EC1311A	01171.HK	2013/11/26	2000	14.28	0.175	10
2012/07/12	19288.HK	RB-GOME@EC1306A	00493.HK	2013/06/24	1000	1.12	0.25	1
2012/07/12	19291.HK	JPLENOV@EC1405A	00992.HK	2014/05/30	20000	6.7	0.15	10
2012/07/12	19293.HK	UBCLIFE@EC1306A	02628.HK	2013/06/11	10000	25.05	0.15	10
2012/07/13	01190.HK	Bolina Holding Co., Ltd	N/A	N/A	2000	N/A	2.15	N/A
2012/07/13	01335.HK	Sheen Tai Holdings Group Company Limited	N/A	N/A	2000	N/A	1.2	N/A
2012/07/13	01699.HK	China Putian Food Holding Limited	N/A	N/A	4000	N/A	0.70	N/A

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